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Category: SEBI

Formats for Publishing Financial Results

SEBI vide Circular No. CIR/CFD/CMD/15/2015 dated 30th November, 2015 pursuant to Regulation 33 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, has prescribed various disclosures to be filed under various provisions contained therein in the formats as are specified in the above said Circular. The Copy of the said circular containing all the prescribed formats can […]

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Manner of Achieving Minimum Public Shareholding

SEBI vide Circular No. CIR/CFD/CMD/14/2015 dated 30th November, 2015; pursuant to Regulations 38 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 provides that the listed entity shall comply with minimum public shareholding requirements in the manner as specified by the Board from time to time. 2. In order to achieve the minimum level of public […]

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Disclosure of holding of specified securities and Holding of specified securities in dematerialized form

SEBI vide Circular No. CIR/CFD/CMD/13/2015 dated 30th November, 2015; pursuant to Regulation No. 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 issued the Disclosure of holding of specified securities and Holding of specified securities in dematerialized form. The detailed circular is appended at the below mentioned link: SEBI Circular No. CIR-CFD-CMD-13-2015 dated 30.11.2015

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Non-compliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and Standard Operating Procedure for suspension and revocation of trading of specified securities

SEBI vide Circular No. CIR/CFD/CMD/12/2015 dated 30th November, 2015; issued procedures that may be taken up by Stock Exchanges in case of Non Compliance of certain provisions of SEBI (Listing Obligation and Disclosures Requirement) Regulations, 2015 and Standard Operating Procedure for suspension and revocation of trading of specified securities. The detailed penalties and procedure as […]

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Issue of No Objection Certificate for release of 1% of issue amount by Designated Stock Exchanges

Upon novation of the Listing Agreement by coming into effect of the SEBI (Listing Obligation and Disclosure Requirement) Regulations, 2015, SEBI Circular No. OIAECir-1-2009 dated 25.11.2009, be partially modified w.e.f December 01, 2015 as under: (a) In para 1 of the Circular the phrase “as per theListing Agreement with the Stock Exchanges” shall be replaced […]

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SEBI Issued Format for financial results for listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares

SEBI in pursuance of Regulation No. 52 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 issued Format for financial results for listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares vide Circular No. CIR/IMD/DF1/9/2015 dated 27th November, 2015. The Copy of the Circular containing the said Formats can be accessed at the […]

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SEBI issued Format for statements/reports to be submitted to Stock Exchange(s) by listed entity which has listed its securitised debt instruments

SEBI in pursuance of Regulation No. 82(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 issued Format for statements/reports to be submitted to Stock Exchange(s) by listed entity which has listed its securitised debt instruments vide Circular No. CIR/IMD/DF1/10/2015 dated 27th November, 2015. The Copy of the Circular containing the said Formats can be accessed at […]

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FAQs on SEBI (Share Based Employee Benefit) Regulations, 2014

SEBI issued new set of FAQs relating to the SEBI (Share Based Employee Benefit) Regulations, 2014 solving a couple of queries of the stakeholders. The said FAQs can be accessed at the following link: FAQs on SEBI (Share Based Employee Benefit) Regulations, 2014

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SEBI Circular for streamlining the process of the Public Issue

SEBI on Tuesday the 10th day of November 2015; with the view to streamline the process of Public Issue of Equity Shares & Convertible Securities & in-furtherance of the amendments in this regard as are already carried out by the amendment to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009: SEBI reduced the time […]

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SEBI issued Formats for Disclosure under the New Listing Regulations

SEBI on Wednesday, the 4th of November, 2015; in pursuance of the requirements of the New Listing Regulations i.e. the SEBI (Listing Obligations & Disclosure Requirement) Regulations 2015 (which are to be effective from 1st December, 2015), have issued Format for various Disclosures. The Circulars issued by SEBI as as under: Circular No CIR/CFD/CMD/8/2015 under […]

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